THIS PROTOTYPE PLAN AND ADOPTION AGREEMENT ARE IMPORTANT LEGAL INSTRUMENTS WITH LEGAL AND TAX IMPLICATIONS FOR WHICH THE SPONSOR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INCORPORATED DOES NOT ASSUME RESPONSIBILITY. THE EMPLOYER IS URGED TO CONSULT WITH ITS OWN ATTORNEY WITH REGARD TO THE ADOPTION OF THIS PLAN AND ITS SUITABILITY TO ITS CIRCUMSTANCES.
ADOPTION OF PLAN
The Employer named below hereby establishes or restates a profit-sharing plan that includes a [X] 401(k), [_] profit-sharing and/or [_] thrift plan feature (the "Plan") by adopting the Merrill Lynch Special Prototype Defined Contribution Plan and Trust as modified by the terms and provisions of this Adoption Agreement.
EMPLOYER AND PLAN INFORMATION
Employer Name: *Aastrom Biosciences. Inc.
Business Address: P. O. Box 376
Ann Arbor. MI 48106
Telephone Number: (313) 930-5555
Employer Taxpayer I. D. Number: 94-3096597
Employer Taxable Year ends on: June 30th
Plan Name: Aastrom Biosciences, Inc.401 (k) Plan
Plan Number: 001
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401(k) |
PROFIT-SHARING |
THRIFT |
Effective Date of Adoption: |
01/01/94 |
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Tax Reform Act of 1986 Restatement Date: |
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Original Effective Date: |
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IF THIS PLAN IS A CONTINUATION OR AN AMENDMENT OF A PRIOR PLAN, ALL OPTIONAL FORMS OF BENEFITS PROVIDED IN THE PRIOR PLAN MUST BE PROVIDED UNDER THIS PLAN TO ANY PARTICIPANT WHO HAD AN ACCOUNT BALANCE, WHETHER OR NOT VESTED, IN THE PRIOR PLAN.
If there are any Participating Affiliates in this Plan, list below the proper name of each Participating Affiliate.
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