Deposit Agreement - 范本

0 人赞同了该文章

 

 

DEPOSIT AGREEMENT

by and among

ALIBABA GROUP HOLDING LIMITED

AND

CITIBANK, N. A.,
as Depositary,

AND

THE HOLDERS AND BENEFICIAL OWNERS OF
AMERICAN DEPOSITARY SHARES
ISSUED HEREUNDER

 

Dated as of [ DATE], 2014

 

全文目录如下:

详文见附件

 

ARTICLE I

DEFINITIONS

Section 1.1 "ADS(s) Record Date"

Section 1.2 "Affiliate"

Section 1.3 "American Depositary Receipt(s)","ADR(s)"and "Receipt(s)"

Section 1.4 "American Depositary Share(s)" and "ADS(s)"

Section 1.5 "Applicant"

Section 1.6 "Articles of Association"

Section 1.7 "Beneficial Owner"

Section 1.8 "Certificated ADS(s)(s)"

Section 1.9 "Commission"

Section 1.10 "Company"

Section 1.11 "Custodian"

Section 1.12 "Deliver" and "Delivery"

Section 1.13 "Deposit Agreement"

Section 1.14 "Depositary"

Section 1.15 "Deposited Property"

Section 1.16 "Deposited Securities"

Section 1.17 "Dollars" and "$"

Section 1.18 "DTC"

Section 1.19 "DTC Participant"

Section 1.20 "Exchange Act"

Section 1.21 "Foreign Currency"

Section 1.22 "Full Entitlement ADR(s)", "Full Entitlement ADS(s)(s)" and "Full Entitlement Share(s)"

Section 1.23 "Holder (s)"

Section 1.24 "Partial Entitlement ADR(s)", "Partial Entitlement ADS(s)(s)" and "Partial Entitlement Share(s)"

Section 1.25 "Pre-Release Transaction"

Section 1.26 "Principal Office"

Section 1.27 "Registrar"

Section 1.28 "Restricted Securities"

Section 1.29 "Restricted ADR(s)", "Restricted ADS(s)(s)" and "Restricted Shares"

Section 1.30 "Securities Act"

Section 1.31 "Share Registrar"

Section 1.32 "Shares"

Section 1.33 "Uncertificated ADS(s)(s)"

Section 1.34 "United States" and "U. S."

ARTICLE II

APPOINTMENT OF DEPOSITARY; FORM OF RECEIPTS; DEPOSIT OF SHARES; EXECUTION AND DELIVERY, TRANSFER AND SURRENDER OF RECEIPTS

Section 2.1 Appointment of Depositary.

Section 2.2 Form and Transferability of ADSs.

Section 2.3 Deposit of Shares.

Section 2.4 Registration and Safekeeping of Deposited Securities.

Section 2.5 Issuance of ADSs.

Section 2.6 Transfer, Combination and Split-up of ADSs.

Section 2.7 Surrender of ADSs and Withdrawal of Deposited Securities.

Section 2.8 Limitations on Execution and Delivery, Transfer, etc. of ADSs; Suspension of Delivery, Transfer, etc.

Section 2.9 Lost ADSs, etc.

Section 2.10 Cancellation and Destruction of Surrendered ADSs; Maintenance of Records.

Section 2.11 Escheatment.

Section 2.12 Partial Entitlement ADSs.

Section 2.13 Certificated/Uncertificated ADSs.

Section 2.14 Restricted ADSS.

ARTICLE III

CERTAIN OBLIGATIONS OF HOLDERS AND BENEFICIAL OWNERS OF ADSs

Section 3.1 Proofs, Certificates and Other Information.

Section 3.2 Liability for Taxes and Other Charges.

Section 3.3 Representations and Warranties on Deposit of Shares.

Section 3.4 Compliance with Information Requests.

Section 3.5 Ownership Restrictions.

Section 3.6 Reporting Obligations and Regulatory Approvals.

ARTICLE IV

THE DEPOSITED SECURITIES

Section 4.1 Cash Distributions.

Section 4.2 Distribution in Shares.

Section 4.3 Elective Distributions in Cash or Shares.

Section 4.4 Distribution of Rights to Purchase Additional ADSs.

Section 4.5 Distributions Other Than Cash, Shares or Rights to Purchase Shares.

Section 4.6 Distributions with Respect to Deposited Securities in Bearer Form.

Section 4.7 Redemption.

Section 4.8 Conversion of Foreign Currency.

Section 4.9 Fixing of ADS(s) Record Date.

Section 4.10 Voting of Deposited Securities.

Section 4.11 Changes Affecting Deposited Securities.

Section 4.12 Available Information.

Section 4.13 Reports.

Section 4.14 List of Holders.

Section 4.15 Taxation.

ARTICLE V

THE DEPOSITARY, THE CUSTODIAN AND THE COMPANY

Section 5.1 Maintenance of Office and Transfer Books by the Registrar.

Section 5.2 Exoneration.

Section 5.3 Standard of Care.

Section 5.4 Resignation and Removal of the Depositary; Appointment of Successor Depositary.

Section 5.5 The Custodian.

Section 5.6 Notices and Reports.

Section 5.7 Issuance of Additional Shares, ADSs etc.

Section 5.8 Indemnification.

Section 5.9 ADS(s)Fees and Charges.

Section 5.10 Pre-Release Transactions.

Section 5.11 Restricted Securities Owners.

ARTICLE VI

AMENDMENT AND TERMINATION

Section 6.1 Amendment/Supplement.

Section 6.2 Termination.

ARTICLE VII

MISCELLANEOUS

Section 7.1 Counterparts.

Section 7.2 No Third-Party Beneficiaries.

Section 7.3 Severability.

Section 7.4 Holders and Beneficial Owners as Parties; Binding Effect.

Section 7.5 Notices.

Section 7.6 Governing Law and Jurisdiction.

Section 7.7 Assignment.

Section 7.8 Compliance with U. S. Securities Laws.

Section 7.9 Cayman Islands Law References.

Section 7.10 Titles and References.

 

附件:

1.
A-11 Deposit Agreement - Alibaba Group Holding Ltd. and Citibank NA (2014).docx 下载
发布于 2021-11-17 14:21:22
还没有评论
    旗渡客服