AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION
BY AND BETWEEN
C-CUBE MICROSYSTEMS INC.
AND
HARMONIC INC.
DATED AS OF DECEMBER 9, 1999
全文目录如下:
详细内容见附件
SECTION 1.2 Effect on Common Stock.
SECTION 1.3 Exchange of Certificates.
SECTION 1.5 Disposition of the Semiconductor Business.
SECTION 1.8 Possible Alternative Structure
ARTICLE II THE SURVIVING CORPORATION
SECTION 2.1 Certificate of Incorporation
SECTION 2.3 Officers and Directors
ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY
SECTION 3.1 Corporate Existence and Power
SECTION 3.2 Corporate Authorization
SECTION 3.3 Consents and Approvals; No Violations
SECTION 3.7 Financial Statements
SECTION 3.8 Absence of Undisclosed Liabilities
SECTION 3.9 Joint Proxy Statement; Form S-4
SECTION 3.10 Absence of Material Adverse Changes, Etc
SECTION 3.12 Employee Benefit Plans
SECTION 3.13 Litigation; Compliance with Laws
SECTION 3.15 Certain Contracts and Arrangements
SECTION 3.16 Environmental Matters
SECTION 3.17 Intellectual Property
SECTION 3.18 Opinion of Financial Advisor
SECTION 3.19 Board Recommendation
SECTION 3.22 Section 203 of the Delaware General Corporation Law
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF PARENT
SECTION 4.1 Corporate Existence and Power
SECTION 4.3 Consents and Approvals; No Violations
SECTION 4.7 Financial Statements
SECTION 4.8 Absence of Undisclosed Liabilities
SECTION 4.9 Proxy Statement; Form S-4
SECTION 4.10 Absence of Material Adverse Changes, Etc
SECTION 4.12 Employee Benefit Plans
SECTION 4.13 Litigation; Compliance with Laws
SECTION 4.15 Certain Contracts and Arrangements
SECTION 4.16 Environmental Matters
SECTION 4.17 Intellectual Property
SECTION 4.18 Opinion of Financial Advisor
SECTION 4.19 Board Recommendation
SECTION 4.22 Section 203 of the Delaware General Corporation Law
ARTICLE V COVENANTS OF THE PARTIES
SECTION 5.1 Conduct of the Business of the Company
SECTION 5.2 Conduct of the Business of Parent
SECTION 5.3 Stockholders' Meetings; Proxy Material
SECTION 5.4 Access to Information; Confidentiality Agreement
SECTION 5.6 Director and Officer Liability
SECTION 5.7 Commercially Reasonable Efforts
SECTION 5.10 Public Announcements
SECTION 5.11 Further Assurances
SECTION 5.13 Tax-Free Reorganization Treatment
SECTION 5.16 State Takeover Laws
SECTION 5.17 Certain Notifications
SECTION 5.18 Affiliate Letters
SECTION 5.19 Disposition of Semiconductor Business
SECTION 5.20 Supply, License and Development Agreement
SECTION 5.21 Transitional Services Agreement
ARTICLE VI CONDITIONS TO THE MERGER
SECTION 6.1 Conditions to Each Party's Obligations
SECTION 6.2 Conditions to the Company's Obligation to Consummate the Merger
SECTION 6.3 Conditions to Parent's Obligations to Consummate the Merger
SECTION 7.2 Effect of Termination
SECTION 8.2 Survival of Representations and Warranties
SECTION 8.4 Amendments, Modification and Waiver
SECTION 8.5 Successors and Assigns
SECTION 8.6 Specific Performance
SECTION 8.9 Third Party Beneficiaries
SECTION 8.11 Counterparts; Effectiveness
EXHIBITS
A Form of Certificate of Merger
B Form of Affiliate Agreement
C Form of Supply, License and Development Agreement
AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, dated as of December 9, 1999 (this "AGREEMENT"), by and between C-Cube Micro systems Inc., a Delaware corporation (the "COMPANY"), and Harmonic Inc., a Delaware corporation ("PARENT").
WITNESSETH
WHEREAS, the respective Boards of Directors of Parent and the Company have each (i) determined that the Merger (as defined in Section 1.1 (a) hereof) is advisable and fair to, and in the best interests of, their respective stockholders and (ii) approved this Agreement and the Merger upon the terms and subject to the conditions set forth herein, and in accordance with the Delaware General Corporation Law (the "DGCL"), whereby each issued and outstanding share of common stock, par value$.001 per share (the "COMMON STOCK"), of the Company (other than shares of Common Stock owned, directly or indirectly, by the Company or by Parent immediately prior to the Effective Time (as defined in Section 1.1 (b) hereof) and Dissenting Shares (as defined in Section 1.2 (c) hereof), will, upon the terms and subject to the conditions and limitations set forth herein, be converted into shares of Common Stock, par value$.001 per share, of Parent (the "PARENT SHARES") and, if the Semi Sale (as defined in Section 1.5 (a) hereof) has been consummated, the Semi Sale Consideration (as defined in Section 1.5 (b)) in accordance with the provisions of Article I of this Agreement;
WHEREAS, for federal income tax purposes, the Merger is intended to qualify as a reorganization under the provisions of Section 368 (a) of the United States Internal Revenue Code of 1986, as amended (the "CODE"); and
WHEREAS, the parties wish to amend and restate that certain Agreement and Plan of Merger and Reorganization, dated as of October 27, 1999 by and between the Company and Parent.
NOW, THEREFORE, in consideration of the representations, warranties, covenants, agreements and conditions set forth herein, and intending to be legally bound hereby, the parties hereto agree as follows: