Agreement and Plan of Merger and Reorganization - 范本

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AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION

BY AND BETWEEN

C-CUBE MICROSYSTEMS INC.

AND

HARMONIC INC.

DATED AS OF DECEMBER 9, 1999

 

全文目录如下:

详细内容见附件

 

ARTICLE I  THE MERGER

SECTION 1.1 The Merger.

SECTION 1.2 Effect on Common Stock.

SECTION 1.3 Exchange of Certificates.

SECTION 1.4 Stock Options.

SECTION 1.5 Disposition of the Semiconductor Business.

SECTION 1.6 Lost Certificates

SECTION 1.7 Merger Closing

SECTION 1.8 Possible Alternative Structure

ARTICLE II  THE SURVIVING CORPORATION

SECTION 2.1 Certificate of Incorporation

SECTION 2.2 By-Laws

SECTION 2.3 Officers and Directors

ARTICLE III  REPRESENTATIONS AND WARRANTIES OF THE COMPANY

SECTION 3.1 Corporate Existence and Power

SECTION 3.2 Corporate Authorization

SECTION 3.3 Consents and Approvals; No Violations

SECTION 3.4 Capitalization

SECTION 3.5 Subsidiaries

SECTION 3.6 SEC Documents

SECTION 3.7 Financial Statements

SECTION 3.8 Absence of Undisclosed Liabilities

SECTION 3.9 Joint Proxy Statement; Form S-4

SECTION 3.10 Absence of Material Adverse Changes, Etc

SECTION 3.11 Taxes

SECTION 3.12 Employee Benefit Plans

SECTION 3.13 Litigation; Compliance with Laws

SECTION 3.14 Labor Matters

SECTION 3.15 Certain Contracts and Arrangements

SECTION 3.16 Environmental Matters

SECTION 3.17 Intellectual Property

SECTION 3.18 Opinion of Financial Advisor

SECTION 3.19 Board Recommendation

SECTION 3.20 Tax Treatment

SECTION 3.21 Finders' Fees

SECTION 3.22 Section 203 of the Delaware General Corporation Law

ARTICLE IV  REPRESENTATIONS AND WARRANTIES OF PARENT

SECTION 4.1 Corporate Existence and Power

SECTION 4.2 Authorization

SECTION 4.3 Consents and Approvals; No Violations

SECTION 4.4 Capitalization

SECTION 4.5 Subsidiaries

SECTION 4.6 SEC Documents

SECTION 4.7 Financial Statements

SECTION 4.8 Absence of Undisclosed Liabilities

SECTION 4.9 Proxy Statement; Form S-4

SECTION 4.10 Absence of Material Adverse Changes, Etc

SECTION 4.11 Taxes

SECTION 4.12 Employee Benefit Plans

SECTION 4.13 Litigation; Compliance with Laws

SECTION 4.14 Labor Matters

SECTION 4.15 Certain Contracts and Arrangements

SECTION 4.16 Environmental Matters

SECTION 4.17 Intellectual Property

SECTION 4.18 Opinion of Financial Advisor

SECTION 4.19 Board Recommendation

SECTION 4.20 Tax Treatment

SECTION 4.21 Finders' Fees

SECTION 4.22 Section 203 of the Delaware General Corporation Law

ARTICLE V  COVENANTS OF THE PARTIES

SECTION 5.1 Conduct of the Business of the Company

SECTION 5.2 Conduct of the Business of Parent

SECTION 5.3 Stockholders' Meetings; Proxy Material

SECTION 5.4 Access to Information; Confidentiality Agreement

SECTION 5.5 No Solicitation

SECTION 5.6 Director and Officer Liability

SECTION 5.7 Commercially Reasonable Efforts

SECTION 5.8 Certain Filings

SECTION 5.9 Comfort Letters

SECTION 5.10 Public Announcements

SECTION 5.11 Further Assurances

SECTION 5.12 Employee Matters

SECTION 5.13 Tax-Free Reorganization Treatment

SECTION 5.14 Blue Sky Permits

SECTION 5.15 Listing

SECTION 5.16 State Takeover Laws

SECTION 5.17 Certain Notifications

SECTION 5.18 Affiliate Letters

SECTION 5.19 Disposition of Semiconductor Business

SECTION 5.20 Supply, License and Development Agreement

SECTION 5.21 Transitional Services Agreement

ARTICLE VI CONDITIONS TO THE MERGER

SECTION 6.1 Conditions to Each Party's Obligations

SECTION 6.2 Conditions to the Company's Obligation to Consummate the Merger

SECTION 6.3 Conditions to Parent's Obligations to Consummate the Merger

ARTICLE VII TERMINATION

SECTION 7.1 Termination

SECTION 7.2 Effect of Termination

SECTION 7.3 Fees

ARTICLE VIII  MISCELLANEOUS

SECTION 8.1 Notices

SECTION 8.2 Survival of Representations and Warranties

SECTION 8.3 Interpretation

SECTION 8.4 Amendments, Modification and Waiver

SECTION 8.5 Successors and Assigns

SECTION 8.6 Specific Performance

SECTION 8.7 Governing Law

SECTION 8.8 Severability

SECTION 8.9 Third Party Beneficiaries

SECTION 8.10 Entire Agreement

SECTION 8.11 Counterparts; Effectiveness

 

EXHIBITS

A Form of Certificate of Merger

B Form of Affiliate Agreement

C Form of Supply, License and Development Agreement

 

AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, dated as of December 9, 1999 (this "AGREEMENT"), by and between C-Cube Micro systems Inc., a Delaware corporation (the "COMPANY"), and Harmonic Inc., a Delaware corporation ("PARENT").

WITNESSETH

WHEREAS, the respective Boards of Directors of Parent and the Company have each (i) determined that the Merger (as defined in Section 1.1 (a) hereof) is advisable and fair to, and in the best interests of, their respective stockholders and (ii) approved this Agreement and the Merger upon the terms and subject to the conditions set forth herein, and in accordance with the Delaware General Corporation Law (the "DGCL"), whereby each issued and outstanding share of common stock, par value$.001 per share (the "COMMON STOCK"), of the Company (other than shares of Common Stock owned, directly or indirectly, by the Company or by Parent immediately prior to the Effective Time (as defined in Section 1.1 (b) hereof) and Dissenting Shares (as defined in Section 1.2 (c) hereof), will, upon the terms and subject to the conditions and limitations set forth herein, be converted into shares of Common Stock, par value$.001 per share, of Parent (the "PARENT SHARES") and, if the Semi Sale (as defined in Section 1.5 (a) hereof) has been consummated, the Semi Sale Consideration (as defined in Section 1.5 (b)) in accordance with the provisions of Article I of this Agreement;

WHEREAS, for federal income tax purposes, the Merger is intended to qualify as a reorganization under the provisions of Section 368 (a) of the United States Internal Revenue Code of 1986, as amended (the "CODE"); and

WHEREAS, the parties wish to amend and restate that certain Agreement and Plan of Merger and Reorganization, dated as of October 27, 1999 by and between the Company and Parent.

NOW, THEREFORE, in consideration of the representations, warranties, covenants, agreements and conditions set forth herein, and intending to be legally bound hereby, the parties hereto agree as follows:

附件:

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发布于 2021-11-26 15:31:01
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