香港联交所自2021年7月5日生效实施的无纸化上市及认购机制中,哪些认购应通过电子渠道,哪些认购可继续采用纸质形式?
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有关以下项目的认购应通过电子渠道申请:
(1)首次公开发行股票、合订证券、预托凭证和集体投资计划;及
initial public offerings of equities, stapled securities, depositary receipts and collective investment schemes; and
(2)任何涉及上述公开发售的其他交易(例如,从GEM转到主板上市)。
any other transactions which involve such public offerings (e.g transfers of listing from GEM to the Main Board).
《上市规则》修订不影响以下项目的现有认购渠道,以下项目仍接受纸本申请表格(如适用):
(1)混合媒介要约;
Mixed Media Offers;
(2)优先发售(例如向雇员发售及向合资格股东发售获保证配发证券);
preferential offerings (such as employee offerings and assured entitlement offerings to qualified shareholders);
(3)债务证券公开发售;及
public offerings of debt securities; and
(4)根据《主板规则》第十五A章上市的结构性产品投资。
investments in structured products listed under Chapter 15A of the Main Board Rules.
来源:
香港联交所官网