保荐代表人 Sponsor representative
保荐代表人(Sponsor representative)是中国股票发行市场的负有保荐责任的个人。在中国首次公开发行股票、上市公司发行新股、可转换公司债券及证监会认定的其他情形,均需要2个保荐代表人在项目文件上签字,才有资格向证监会报送发行申报文件。保荐代表人其实是上市后备企业和证监会之间的中介,相当于这家企业的代表,向证监会作担保推荐企业上市。中国证监会对保荐机构和保荐代表人进行监管。中国证券业协会负责保荐代表人资格考试管理。
保荐代表人的工作内容:1.负责证券发行、承销项目的开发及执行;2.与项目相关机构的主管部门(包括中国证监会、交易所、证监局、证券业协会)进行沟通,保证项目的顺利进行;3.开发与维护客户关系。其英文释义如下,以加深对该术语的理解:
1.Sponsor Representative means (a) Jerre Stead or (b) following the death of Jerre Stead, the disqualification, resignation or removal of Jerre Stead as a director of the Company or the date on which Jerre Stead no longer beneficially owns any Company Shares, (i) Michael Klein or (ii) if Michael Klein has died, been disqualified, resigned or removed as a director of the Company or no longer beneficially owns any Company Shares, then the Person selected by the Sponsor Holders then holding a majority of the Company Shares held by the Sponsor Holders and reasonably acceptable to the Investor Shareholders. “Beneficially owns” for purposes of this definition shall include securities held by Churchill Sponsor LLC for the benefit of a Sponsor Holder other than Sponsor;2. Sponsor Representative means the representative appointed by the Sponsor in accordance with clause 3;3. Sponsor Representative means Collier Creek Partners LLC or, after the dissolution of Collier Creek Partners LLC, [●], or such other Person who is an Affiliate of one or more of Chinh E. Chu, Roger K. Deromedi or Jason K. Giordano, who is identified as the replacement Sponsor Representative by the then existing Sponsor Representative giving prior written notice to PubCo and the Sellers. 相关例句如下,可供参考:
例句1
中国证券业协会对保荐机构、保荐代表人进行自律管理。
The China Securities Association shall adopt self-disciplinary management to the sponsor institution and sponsor representatives.
例句2
保荐机构履行保荐职责应当指定保荐代表人具体负责保荐工作。
When the sponsor institution performs the sponsor duties, it shall designate some sponsor representatives to take charge of the specific sponsor work.
例句3
Sponsor should designate a sponsor representative to carry out obligations, details for specific performance is a natural persons.
保荐机构履行保荐义务应当指定保荐代表人具体负责保荐工作,也就是保荐代表人是具体履行保荐工作的自然人,保荐责任落实到具体的个人——保荐代表人。